Checklists are designed to simplify tasks while helping to ensure compliance with applicable requirements. Checklists outline permitted actions and identify potential violations or issues with your process or product. Checklists can be used in order to prevent violations and document files for compliance with applicable laws and regulations. The Endorsement Guide Advertising Checklist provides tools to ensure you comply with all of the requirements for endorsements and advertisements issued by the Federal Trade Commission (FTC).
This checklist is customizable so you can add applicable state law requirements to make the checklist more comprehensive for your financial institution.