FORUM PROFILE

Reply To: Reg D Letters

Home Forums Compliance Masters Group (Members Only) Reg D Letters Reply To: Reg D Letters

#11941

rcooper
Keymaster

You will need to document that you have provided letters. If possible, I suggest maintaining the actual letters. However, I believe some banks do use the master letters/log process. I suggestion you have a conversation with your examiners to see what they expect and comply with that. In my opinion this isn’t an issue worth arguing and complying with their expectation will make your life easier.