Event Registration

Understanding Regulation D and Monitoring Techniques


Register by May 29th and take advantage of our Early Bird Pricing!

All registrations to Compliance Resource webinars include one live connection AND the recording of the webinar (guaranteed for one year).


The Federal Reserve Act and its implementing Regulation D (12 CFR 204), as amended, imposes reserve requirements on certain deposit accounts of depository institutions. It specifies how depository institutions must classify accounts for reserve requirements purposes.

Depending on the type and use of the deposit account determines how the account must be handled for purposes of calculating the reserve requirements.


This two-hour program provides a review of the various account types and how they should be handled under Regulation D.  Attendees are able to:

  • Understand the types of deposit accounts covered under Regulation D;
  • Determine how to review a deposit account’s activity to ensure properly classified for reserve requirement purposes;
  • Acceptable penalties for customer transaction activity violations; and
  • Evaluate compliance with Regulation D through on-going monitoring.


The two-hour program covers:

  • Regulation D specific terms;
  • Understanding transaction accounts and acceptable activity;
  • Understanding non-transaction accounts and acceptable activity;
  • Initial and subsequent disclosure requirements;
  • Scenario Discussion; and
  • Monitoring Techniques.


This program is designed for compliance officers, deposit operations, training personnel, auditors and anyone else with responsibilities related to Regulation D compliance.


Scott Carr, CRCM, CRMA, CAFP is the Executive Vice President and Chief Risk Officer at First Savings Bank located in Clarksville, IN.  His main responsibilities include managing the overall enterprise risk function for the organization; establishing and monitoring operating benchmarks, developing and reviewing methodologies to minimize overall risk and maintain the reporting structure established for measuring and managing the risk function. Scott has his bachelor’s degree in Business Finance through Indiana University Southeast; he completed the LSU Graduate School of Banking, and admirably served in the United States Navy. Scott is a CRCM (Certified Regulatory Compliance Manager) from the ABA; a CAFP (Certified AML and Fraud Professional) from the ABA; and has a CRMA (Certification in Risk Management Assurance) from the Institute of Internal Auditors.

*This program will start at 11:00 AM EST, 10:00 AM CST,  9:00 AM MST, or 8:00 AM PST

**Recording Available

This webinar will be recorded and sent to all registrants.  You will receive links to the recording following the program.  These recordings have unlimited viewings and are available for up to one year.

Register by May 29th and take advantage of our Early Bird Pricing!

Price: $275.00 (including $50.00 early discount)

Start Time: 11:00 am
End Time: 1:00 pm

Date: July 8, 2020

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