Compliance Resource, LLC is a source of compliance assistance for financial institutions. The company was founded in 2001 after CEO, Jack Holzknecht, saw a need for financial consulting. Jack was continuously hearing from his seminar attendees that, “I wish I could take you back to the bank with me.” This is our main goal and objective. The company strives to give financial institutions all the tools and resources needed to comply with the ever changing laws and regulations.
Meet Our Staff
Board of Advisors
KIMBERLY BOATWRIGHT, CRCM
Kimberly Boatwright is EVP and Director of Risk and Compliance at Compliance Resource, LLC and has more than a two decades of experience working in the financial services industry. Ms. Boatwright is a well-regarded financial industry risk and compliance professional with a strong background in program development and implementation. She is a thought leader who specializes in Fair Lending, Anti-Money Laundering, OFAC and consumer compliance. During her career she has worked for and consulted with all types of financial institutions helping to establish and evolve compliance and risk programs. She is a frequent public speaker, trainer, and author on compliance and risk management topics. Kimberly is a Certified Regulatory Compliance Manager and a Certified Anti-Money Laundering Specialist.
JACK HOLZKNECHT, CRCM
Jack is the CEO of Compliance Resource, LLC. He has been delivering the word on lending compliance for 43 years. In 38 years as a trainer over 130,000 bankers (and many examiners) have participated in Jack’s live seminars and webinars. Jack’s career began in 1976 as a federal bank examiner. He later headed the product and education divisions of a regional consulting company. There he developed loan and deposit form systems and software. He also developed and presented training programs to bankers in 43 states. Jack has been an instructor at compliance schools presented by a number of state bankers associations. As a contractor he developed and delivered compliance training for the FDIC for ten years. Jack has a BA in Business Administration from Bellarmine University, he is a Certified Regulatory Compliance Manager, and a member of the National Speakers Association. He is also a “BOL Guru.”
AMY H. FAUST
Amy is the Vice President of Marketing for Compliance Resource, LLC, a source of compliance assistance for financial institutions. Amy is an experienced sales and marketing executive who has helped launch many new products into retail across numerous industries. Her work in the banking industry began in 2010 when she helped launch Compliance Resource’s Dodd Frank Masters Group (known today as the Compliance Masters Group). Amy is determined to continually think of new and innovative ways to help bankers. She serves as the Compliance Resource host during webinars, she monitors the company’s social medias sites, operates the day-to-day tasks, and enjoys meeting and helping customers. Amy has a BA in Business Administration from Bellarmine University, she is a member of the Bellarmine Alumni Association, and she has received her ABA Certificate in Lending Compliance and Deposit Compliance.
Brent is the Director of Operations for Compliance Resource, LLC, a source of compliance assistance for financial institutions. Having been in the industry since 2016, Brent has participated in hundreds of webinars and online programs on lending and deposit compliance topics delivered to bankers across the United States. In addition to delivering training programs, Brent maintains the Compliance Resource website, oversees the security of our customer information and transactions, serves as a resource in the Community Forum, and manages the Compliance Marketplace. He has received the ABA Certificate in Lending Compliance and Deposit Compliance. Brent has a degree in Computer Engineering Technology from Sullivan Institute of Technology and Design and has a Bachelor’s Degree in Business Studies at Sullivan University.
Kristin is the Director of Compliance at Limestone Bank located in Louisville, KY. In this role, she is responsible for the Compliance Management System which includes oversight of all regulatory compliance, Bank Secrecy Act, and anti-fraud initiatives. Kristin earned a Bachelors’ of Arts from Vanderbilt University and a Masters’ in Business Administration from Bellarmine University. Kristin maintains professional certifications including Certified Fraud Examiner, Certified Community Bank Compliance Officer, and Certified Regulatory Compliance Manager. Kristin was honored to be a recipient of the Compliance Resource Glenn Vick Member of the Year award in 2018.
DAVID MADRID, CRCM, CAMS
David is the Vice President Compliance and BSA Officer at Citizens National Bank located in Bossier City, LA. His main responsibilities include development & implementation of overall Compliance Management System. He is responsible for consumer compliance, state & federal laws, and community reinvestment. David has his Bachelor’s degree in Business Administration through Stephen F. Austin State University. David was the recipient of the Compliance Resource Glenn Vick Member of the Year award in 2016.
HEATHER SCHAEFER, CRCM
Heather C. Schaefer is Chief Compliance Officer and Vice President of First Financial Corporation in Terre Haute, Indiana, where she oversees the enterprise-wide compliance management program for The Morris Plan of Terre Haute and First Financial Bank, N.A. Her main responsibilities include collaborating with the internal lines of business that Compliance supports to create, execute and sustain a program that can not only withstand rigorous examiner scrutiny, but also balances the need for regulatory compliance and risk mitigation with growth and income-generating initiatives. Heather is active in the Indiana Bankers Association, where she regularly serves as moderator for the Compliance Roundtable and is a member of the American Bankers Association Regulatory Compliance Conference Advisory Board. She received a Bachelor of Arts in International Studies from Hanover College, her Juris Doctorate from Valparaiso University School of Law and holds the Certified Regulatory Compliance Manager (CRCM) designation.
ALLYN SLAUTER, CRCM
Allyn is the Chief Compliance Officer for Broadway National Bank, a $3.7B bank headquartered in San Antonio, Texas. Allyn is responsible for implementation and oversight of the bank’s compliance program including the BSA and CRA functions. She is a graduate of Texas Tech University with a degree in Finance, began her career as a State Bank Examiner and has held a wide variety of positions within the banking industry during her career.
**Please direct all regulatory compliance related questions to the Community Forum. Questions received through the forum will be answered before questions coming from any other format.**
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